JUAN CARLOS LLOP ESTEBAN
Coslada,Madrid
Summary
Dynamic professional with a strong foundation in technology integration and a proven track record of resilience under pressure. Demonstrates exceptional time management efficiency and excels in customer service, fostering encouraging team collaboration. Possesses a robust understanding of global and domestic market operations, aiming to leverage these skills to drive organisational success.
Overview
26
26
years of professional experience
5
5
years of post-secondary education
Work history
Senior Spanish Equities Specialist
CM Capital Markets Bolsa SV SA
Madrid, Spain
2013.03 - Current
- Designed tailored solutions aimed at optimising processes and fulfilling unique client requirements.
- Management of all domestic equity trading settlement and prematching process.
- Automation of any departmental task to reduce the degree of manual intervention.
- Inform and impact any Corporate Action event in the client account.Management of CA information inflow and outflow with our custodian.
- Management of market claims due to late settlement.
- Settlement of option and future contracts in the client account.
- Daily movement of the client liquidity into separate account to meet legal requirements.
Investment Fund Platform & CO2 Manager
CM Capital Markets Bolsa SV SA
Madrid, Spain
2009.10 - 2013.03
- Created platform methods to calculate client rebates in order to enhance financial accuracy and client satisfaction.
- Authorised transfers to clients for rebates on funds held on the platform, ensuring compliance with financial regulations.
- Review of distribution agreements with fund managers.
- Submission of statistical statements to the CNMV.
- Supervision of trade. Every trade must be submitted to the Fund Manager before the deadline.
- Development of an internal CO2 emissions trading platform for efficient control of allowance transfers, customer payments, and automatic invoice generation. Management of transfers with RENADE and other European platforms. Account opening in various European registries.
Back office specialist
CM Capital Markets Bolsa SV SA
Madrid, Spain
2005.07 - 2009.10
- Coordinate and implement procedures for processing financial events, including risk assessment and regulatory adherence for both domestic and international contexts.
- Claim refunds for excess withholding tax to mitigate financial impact from international double taxation.
- Assisted in enhancing and developing funds platform.
Calculated NAV for CM Capital Markets hedge fund.
Supported team in maintaining financial accuracy. - Executed daily settlements of international options and futures trades, ensuring accurate and timely completion.
- Develop systems for automatic transmission of fund orders to custodian banks and international fund managers.
Senior Client Representative. Income Dept.
Citigroup
Dublin, Ireland
2004.06 - 2005.07
- Develop automated projects for coupon and dividend payments to ensure timely and accurate client transactions.
- Optimised daily processes to minimise manual intervention.
- Participated in weekly conference calls to support team communication.
Assisted with onboarding processes for new team members.
Resolved various issues related to coupon payments and discrepancies in securities balances between custodians and banks.
Corporate Action & Income Dept Manager
Bancoval- RBC Dexia Group
Madrid, Spain
2004.01 - 2005.07
- Coordinated and supervised all daily departmental tasks to ensure operational efficiency and team alignment.
- Developed and implemented IT enhancements to increase automation in processes such as executing international financial events and sending automated notifications to clients.
- Utilised programming skills and project management tools to create a comprehensive internal IT system for the bank.
- Ensured accuracy and completeness of fiscal information within the department to facilitate timely submissions to tax authorities and clients.
Back office specialist- CA & Income Dept
Bancoval- RBC Dexia Group
Madrid, Spain
2001.10 - 2003.12
- Processed dividend coupons and international securities redemption efficiently.
- Assisted with bank reconciliations for cash and securities.
Facilitated communication between departments to resolve discrepancies. - Assisted in organising various international financial events.
Utilised the SWIFT system for smooth transaction processing. - Assisted in providing instructions and resolving issues with clients and custodial banks including BoNY, Dresdner Bank, Deutsche Bank, Brown Brothers Harriman, Euroclear, Clearstream, and Citigroup.
Supported clients by addressing their concerns and liaising with custodial banks to ensure seamless operations.
Facilitated communication between clients and financial institutions to resolve discrepancies and enhance service delivery. - Supported teams in navigating tax compliance issues.
Back Office- Intl Settlement Dept
Bancoval, RBC Dexia Group
Madrid, Spain
2001.02 - 2001.09
- Settlement of international securities and fixed income and resolving all associated issues within normal settlement cycle.
Online Banking Assistant
BBVA
Madrid, Spain
2000.02 - 2001.01
- Oversaw resolution of inquiries and incidents concerning diverse financial products.Enabled office networks with necessary support and assistance.
Education
Bachelor's degree - Quantitative Economics
Universidad Complutense
Madrid 1994.09 - 1999.06
Skills
- Technology integration
- Resilience under pressure
- Time management efficiency
- Customer Service
- Encouraging team collaboration
- Strong knowledge of global and domestic market operations
Languages
English
Advanced
Spanish
Native
German
Beginner
Affiliations
- Fitness and training
- Travelling abroad
Timeline
Senior Spanish Equities Specialist
CM Capital Markets Bolsa SV SA
2013.03 - Current
Investment Fund Platform & CO2 Manager
CM Capital Markets Bolsa SV SA
2009.10 - 2013.03
Back office specialist
CM Capital Markets Bolsa SV SA
2005.07 - 2009.10
Senior Client Representative. Income Dept.
Citigroup
2004.06 - 2005.07
Corporate Action & Income Dept Manager
Bancoval- RBC Dexia Group
2004.01 - 2005.07
Back office specialist- CA & Income Dept
Bancoval- RBC Dexia Group
2001.10 - 2003.12
Back Office- Intl Settlement Dept
Bancoval, RBC Dexia Group
2001.02 - 2001.09
Online Banking Assistant
BBVA
2000.02 - 2001.01
Bachelor's degree - Quantitative Economics
Universidad Complutense
1994.09 - 1999.06